Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Jul 2020)
    • CF30 Customer (31 May 2012 to 14 Sep 2012)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (10 Sep 2014 to 31 Mar 2015)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (14 Nov 2012 to 12 Jun 2014)
  • Creditex Brokerage LLP (no longer approved here)

    FRN 441360

    • CF21 Investment Adviser (23 Dec 2005 to 27 Sep 2006)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (1 Dec 2001 to 24 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.