Creditex Brokerage LLP

• Principal Place of Business

  2nd Floor, Sancroft Rose Street

  Paternoster Square

  London

  EC4M 7DQ

  UNITED KINGDOM

  Phone

  +4402070657700

  Web

  https://www.theice.com

• Complaints Contact

  2nd Floor, Sancroft Rose Street

  Paternoster Square

  London

  EC4M 7DQ

  UNITED KINGDOM

  Phone

  +4402070501068

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Debenture, Government and public security

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  • · Unable to engage in dealing on own account, as defined in paragraph 3 of Part 3 of Schedule 2 to the Regulated Activities Order, unless in respect of bonds, structured finance products, emission allowances and derivatives, which have not been declared subject to the clearing obligation in accordance with EMIR, when: i. engaging in ‘matched principal trading’ as defined in the Glossary of defined expressions used in the FCA’s Handbook; and ii. the client has consented to such trading.

• Paul Crosby

  IRN PXC01397

  • CF30 Customer (3 Jun 2010 to 8 Feb 2013)
• Paul Deary

  IRN PXD01197

  • CF30 Customer (1 Jun 2010 to 30 Apr 2013)
  • CF26 Customer Trading (20 Feb 2007 to 10 Oct 2007)
• Paul Derek Gordon-Brown

  IRN PDG01031

  • CF30 Customer (24 Sep 2012 to 29 May 2013)
• Paul Hebert

  IRN PXH01884

  • CF30 Customer (6 Jan 2016 to 1 Aug 2016)
• Peter Borstelmann

  IRN PXB00030

  • SMF27 Partner (since 29 Dec 2020)
• Peter Francis Noll

  IRN PFN01004

  • CF30 Customer (3 Jun 2010 to 4 Oct 2013)
• Peter James Winterbottom

  IRN PJW01147

  • CF30 Customer (1 Jun 2010 to 3 Aug 2012)
• Peter Sean Higginson

  IRN PSH01049

  • CF30 Customer (18 Jun 2010 to 8 Apr 2013)
  • CF26 Customer Trading (20 Feb 2007 to 10 Oct 2007)
• Pio Catemario di Quadri

  IRN PXC01898

  • CF30 Customer (25 Jun 2010 to 6 Oct 2010)
• Raghib Shah

  IRN RXS00389

  • [FCA CF] Client dealing (since 22 Mar 2021)

• K.C. BUSINESS CONSULTANCY LIMITED (no longer appointed)

  FRN 533570 · Appointed 14 Oct 2010 · Until 9 Dec 2011

• Markit Group (UK) Limited (no longer appointed)

  FRN 490833 · Appointed 30 Oct 2008 · Until 7 Jul 2010

No changes recorded yet.