Date authorised
29 April 1988
Companies House
02009520
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ralph William Dundas

    IRN RWD01078

    • CF30 Customer (2 Jun 2014 to 31 Oct 2014)
  • Raminder Singh

    IRN RXS02404

    • CF30 Customer (8 Nov 2012 to 10 Nov 2014)
  • Ramon Sebastian Vogt

    IRN RSV01003

    • CF30 Customer (16 Jan 2008 to 25 Apr 2008)
  • Ramzy Fouad Rasamny

    IRN RFR01022

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
    • CF27 Investment Management (30 Mar 2006 to 31 Oct 2007)
  • Raphael Ville

    IRN RXV88655

    • [FCA CF] Functions requiring qualifications (8 Aug 2019 to 1 Dec 2020)
    • [FCA CF] Client dealing (8 Aug 2019 to 1 Dec 2020)
  • Rasmus Broendsted Andersen

    IRN RBA01031

    • CF30 Customer (2 Dec 2013 to 21 Oct 2014)
  • Raza Shah

    IRN RXS01861

    • CF30 Customer (1 Nov 2007 to 10 Nov 2014)
    • CF26 Customer Trading (17 Nov 2006 to 31 Oct 2007)
  • Rebecca Elisabeth Katherine Goddard

    IRN REP01027

    • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
    • CF21 Investment Adviser (19 Feb 2007 to 31 Oct 2007)
  • Rebecca Louise Hall

    IRN RLH01076

    • CF30 Customer (5 Oct 2010 to 31 Dec 2012)
  • Rebecca Sara Robbins

    IRN RSS01082

    • CF30 Customer (1 Nov 2007 to 29 Sep 2009)
    • CF22 Investment Adviser (Trainee) (16 May 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.