Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Distribution (since 12 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (2 May 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 May 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 May 2014 to 8 Dec 2019)
    • CF4 Partner (2 May 2014 to 8 Dec 2019)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (19 Oct 2009 to 22 Jul 2011)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (1 Nov 2007 to 29 Sep 2009)
    • CF22 Investment Adviser (Trainee) (16 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.