Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lincoln Private Investment Office LLP
FRN 613327
- Responsible for Insurance Distribution (since 12 Feb 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (2 May 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (2 May 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 May 2014 to 8 Dec 2019)
- CF4 Partner (2 May 2014 to 8 Dec 2019)
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- CF30 Customer (19 Oct 2009 to 22 Jul 2011)
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- CF30 Customer (1 Nov 2007 to 29 Sep 2009)
- CF22 Investment Adviser (Trainee) (16 May 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.