Credit Agricole Corporate and Investment Bank
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Broadwalk House5 Appold StreetLondonEC2A 2DAUNITED KINGDOM- Phone
- +442072145000
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Complaints Contact
Broadwalk House5 Appold StreetLondonEC2A 2DAUNITED KINGDOM- Phone
- +442072145000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Professional, Deposit
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in Article 25(2) of the RAO - making arrangements with a view to transactions being made and in Art 630 of the RAO - providing information in relation to a specified benchmark
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Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
Show 1 limitation Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances’.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
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Stockbroking
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
Show 1 limitation Hide limitations
- · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
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Trades With You Directly
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
Show 2 limitations Hide limitations
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
- · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
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Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
Show 1 limitation Hide limitations
- · Retail Client Restriction - When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
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Holds Your Assets
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
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Electronic Trade Settlement
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alexander James Templeton
IRN AJT01234
- CF30 Customer (20 Jan 2010 to 29 Jun 2010)
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Alexander King
IRN AXK00370
- [FCA CF] Client dealing (15 Mar 2021 to 31 May 2024)
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Alexander Kostash
IRN AXK01219
- CF30 Customer (1 Nov 2007 to 7 May 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Alexander Lushnikov
IRN AVL01021
- [FCA CF] Client dealing (since 20 Jan 2025)
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Alexander Petrachkov
IRN AXP32723
- [FCA CF] Client dealing (1 Oct 2019 to 13 Mar 2020)
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Alexander Read
IRN ALR01031
- [FCA CF] Client dealing (1 Feb 2022 to 1 Jan 2025)
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Alexander Robertson
IRN AXR01375
- CF29 Significant management (12 Feb 2014 to 6 Mar 2016)
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Alexander Smith
IRN AXS02984
- [FCA CF] Client dealing (23 Jul 2018 to 25 Oct 2021)
- CF30 Customer (6 May 2011 to 6 Mar 2016)
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Alexander Stoianov
IRN AXS02525
- CF30 Customer (4 Jul 2008 to 15 Nov 2010)
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Alexander Yenkov
IRN AXY00099
- [FCA CF] Client dealing (since 27 Jan 2023)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.