Alexander Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [FCA CF] Client dealing (since 31 Aug 2023)
    • [FCA CF] Proprietary trader (since 31 Aug 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (20 Jul 2022 to 8 Mar 2023)
    • [FCA CF] Client dealing (29 Oct 2021 to 8 Mar 2023)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • [FCA CF] Client dealing (23 Jul 2018 to 25 Oct 2021)
    • CF30 Customer (6 May 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.