Alexander Read

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis

    FRN 206092

    • [FCA CF] Client dealing (since 16 Jan 2025)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • [FCA CF] Client dealing (1 Feb 2022 to 1 Jan 2025)
  • Bank of Montreal (no longer approved here)

    FRN 124788

    • [FCA CF] Client dealing (7 Mar 2017 to 11 Feb 2020)
    • [FCA CF] Material risk taker (7 Mar 2017 to 11 Feb 2020)
    • CF30 Customer (11 Oct 2013 to 6 Mar 2016)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (13 Dec 2010 to 27 Aug 2013)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF30 Customer (13 Dec 2010 to 2 Sep 2013)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF30 Customer (23 Apr 2008 to 5 Oct 2010)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 28 Mar 2008)
    • CF21 Investment Adviser (10 Nov 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Jul 2003 to 10 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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