CQS (UK) LLP

Date authorised
1 April 2013
Companies House
OC307419
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    One Strand
    London
    WC2N 5HR
    UNITED KINGDOM
    Phone
    +4402072016900
    Web
    https://www.cqs.com

  • Complaints Contact

    4th Floor
    One Strand
    London
    WC2N 5HR
    UNITED KINGDOM
    Phone
    +4402072016900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Paul George Buckingham

    IRN SPB01168

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2024)
    • CF4 Partner (9 Feb 2017 to 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (25 Jun 2007 to 31 Oct 2007)
  • Simon Timothy Finch

    IRN STF01008

    • CF4 Partner (21 Apr 2015 to 7 Apr 2017)
    • CF30 Customer (21 May 2008 to 7 Apr 2017)
    • CF27 Investment Management (4 Dec 2004 to 1 Nov 2006)
    • CF21 Investment Adviser (1 Sep 2004 to 6 Mar 2006)
  • Soraya Chabarek

    IRN SXC01365

    • [FCA CF] Client dealing (since 28 Jul 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (21 Apr 2015 to 8 Dec 2019)
    • CF30 Customer (6 Feb 2013 to 8 Dec 2019)
  • Spencer Garrett Rhodes

    IRN SXR02498

    • CF4 Partner (5 Apr 2018 to 30 Jun 2019)
    • CF30 Customer (5 Apr 2018 to 30 Jun 2019)
  • Stephen Colin Bremer

    IRN SCB01059

    • CF30 Customer (1 Nov 2007 to 31 Jul 2017)
    • CF27 Investment Management (28 Feb 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Sep 2004 to 6 Mar 2006)
  • Stephen Douglas Baker

    IRN SDB01100

    • CF30 Customer (1 Nov 2007 to 27 May 2011)
    • CF27 Investment Management (18 Jul 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (10 Jan 2006 to 20 Jul 2006)
  • Stephen George Busby

    IRN SGB01045

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF27 Investment Management (21 Sep 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Sep 2004 to 6 Mar 2006)
  • Stephen Gregory Coates

    IRN SGC01029

    • CF30 Customer (1 Nov 2007 to 6 Feb 2008)
    • CF27 Investment Management (26 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (23 Mar 2007 to 1 May 2007)
  • Stephen McCann

    IRN SXM01439

    • CF11 Money Laundering Reporting (1 Aug 2005 to 31 Aug 2005)
    • CF10 Compliance Oversight (1 Aug 2005 to 31 Aug 2005)
  • Steve Jobber

    IRN SJJ01052

    • CF30 Customer (4 Aug 2014 to 16 Jun 2015)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.