Stephen McCann

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CTC LONDON LIMITED (no longer approved here)

    FRN 225747

    • CF10 Compliance Oversight (31 Aug 2007 to 12 Apr 2011)
    • CF11 Money Laundering Reporting (31 Aug 2007 to 12 Apr 2011)
  • CQS (UK) LLP (no longer approved here)

    FRN 400496

    • CF10 Compliance Oversight (1 Aug 2005 to 31 Aug 2005)
    • CF11 Money Laundering Reporting (1 Aug 2005 to 31 Aug 2005)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF10 Compliance Oversight (1 Dec 2001 to 25 Apr 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 22 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.