CQS (UK) LLP

Date authorised
1 April 2013
Companies House
OC307419
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    One Strand
    London
    WC2N 5HR
    UNITED KINGDOM
    Phone
    +4402072016900
    Web
    https://www.cqs.com

  • Complaints Contact

    4th Floor
    One Strand
    London
    WC2N 5HR
    UNITED KINGDOM
    Phone
    +4402072016900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Benjamin John Walters

    IRN SBW01040

    • CF30 Customer (27 Dec 2007 to 8 Dec 2019)
    • CF3 Chief Executive (16 Feb 2006 to 17 Nov 2009)
    • CF4 Partner (16 Feb 2006 to 17 Nov 2009)
  • Steven Lloyd Swallow

    IRN SXS01448

    • CF30 Customer (1 Nov 2007 to 31 Jul 2010)
    • CF27 Investment Management (26 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (15 Aug 2006 to 1 May 2007)
  • Stuart John Garratt

    IRN SJG01309

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2024)
    • CF30 Customer (3 May 2014 to 16 May 2018)
  • Suketu Shah

    IRN SXS01323

    • CF30 Customer (1 Nov 2007 to 17 Sep 2008)
    • CF27 Investment Management (16 Sep 2005 to 31 Oct 2007)
    • CF26 Customer Trading (19 Apr 2005 to 6 Mar 2006)
    • CF21 Investment Adviser (19 Apr 2005 to 6 Mar 2006)
  • Suraj Gohil

    IRN SXG01565

    • CF30 Customer (15 Aug 2017 to 2 Feb 2018)
  • Surojit Roy Choudhury

    IRN SRC01122

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF27 Investment Management (5 Dec 2006 to 31 Oct 2007)
  • Susan Jane Green

    IRN SJG01162

    • CF30 Customer (9 May 2008 to 20 Feb 2009)
  • Susan Sternglass Noble

    IRN SSN01007

    • CF30 Customer (1 Nov 2007 to 31 Aug 2010)
    • CF27 Investment Management (23 Feb 2006 to 31 Oct 2007)
  • Teresa Grava

    IRN TXG01088

    • CF21 Investment Adviser (1 Sep 2004 to 16 Feb 2006)
    • CF27 Investment Management (1 Sep 2004 to 16 Feb 2006)
  • Theodora Briggs

    IRN TXB00517

    • [FCA CF] Client dealing (16 Oct 2023 to 18 Feb 2025)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.