CQS (UK) LLP

• Principal Place of Business

  4th Floor

  One Strand

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402072016900

  Web

  https://www.cqs.com

• Complaints Contact

  4th Floor

  One Strand

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402072016900

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Samuel David Apollinaire Baptiste Gruen

  IRN SXG02351

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Nov 2021)
• Sanjiv Mahal

  IRN SXM01614

  • CF27 Investment Management (3 Mar 2005 to 11 Sep 2007)
  • CF21 Investment Adviser (1 Sep 2004 to 6 Mar 2006)
• Sara Marie Kuzbari

  IRN SMK01101

  • CF30 Customer (17 Feb 2011 to 20 Nov 2017)
• Selmin Belkiz Sevket

  IRN SXS02389

  • CF30 Customer (15 Jan 2009 to 10 Nov 2014)
• Serge Jean Francois Harry

  IRN SXH25732

  • SMF27 Partner (5 Mar 2020 to 31 Jul 2020)
• Serge Ramin

  IRN SPR01054

  • CF30 Customer (1 Nov 2007 to 23 Mar 2015)
  • CF27 Investment Management (10 Jul 2007 to 31 Oct 2007)
• Shaun James Brick

  IRN SJB01671

  • [FCA CF] Significant management (since 21 Jan 2026)
  • [FCA CF] Manager of certification employee (18 May 2022 to 21 Jan 2026)
  • CF4 Partner (16 Apr 2015 to 9 Dec 2019)
• Simon Andrew Cook

  IRN SAC01102

  • CF27 Investment Management (1 Sep 2004 to 10 Feb 2006)
  • CF21 Investment Adviser (1 Sep 2004 to 10 Feb 2006)
• Simon James Tannett

  IRN SJT01199

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (22 Apr 2015 to 9 Dec 2019)
  • CF30 Customer (27 Aug 2008 to 8 Dec 2019)
• Simon Nicholas Finn

  IRN SNF01015

  • CF4 Partner (22 Apr 2015 to 30 Jun 2016)
  • CF30 Customer (12 Aug 2014 to 30 Jun 2016)

No changes recorded yet.