Serge Ramin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Carbon Communications International Limited (no longer approved here)
FRN 472599
- CF1 Director (AR) (3 Jul 2019 to 25 Mar 2021)
- CF30 Customer (3 Jul 2019 to 25 Mar 2021)
Basse-Pointe Advisors Limited (no longer approved here)
FRN 845127
- Employed By (3 Jul 2019 to 25 Mar 2021)
CQS (UK) LLP (no longer approved here)
FRN 400496
- CF30 Customer (1 Nov 2007 to 23 Mar 2015)
- CF27 Investment Management (10 Jul 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.