CQS (UK) LLP

Date authorised
1 April 2013
Companies House
OC307419
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    One Strand
    London
    WC2N 5HR
    UNITED KINGDOM
    Phone
    +4402072016900
    Web
    https://www.cqs.com

  • Complaints Contact

    4th Floor
    One Strand
    London
    WC2N 5HR
    UNITED KINGDOM
    Phone
    +4402072016900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Melanie Elisabeth MacPherson Jones

    IRN MEJ01014

    • CF21 Investment Adviser (1 Sep 2004 to 10 Feb 2006)
    • CF27 Investment Management (1 Sep 2004 to 10 Feb 2006)
  • Michael Alexander Price

    IRN MAP01230

    • CF30 Customer (1 Nov 2007 to 14 Dec 2007)
    • CF27 Investment Management (18 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Jan 2006 to 21 Sep 2006)
  • Michael Alexander Rummel

    IRN MAR01112

    • CF4 Partner (22 Apr 2015 to 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (6 Jul 2007 to 31 Oct 2007)
  • Michael Charles Gerrard Peat

    IRN MCP01074

    • SMF9 Chair of the Governing Body (8 Mar 2021 to 10 Jan 2023)
    • SMF27 Partner (9 Dec 2019 to 15 Oct 2021)
    • CF4 Partner (18 Jan 2016 to 8 Dec 2019)
  • Michael Ekponuwak Ekaette

    IRN MXE01100

    • CF27 Investment Management (28 Feb 2005 to 4 Sep 2007)
    • CF21 Investment Adviser (1 Sep 2004 to 6 Mar 2006)
  • Michael Hintze

    IRN MXH01316

    • [FCA CF] Client dealing (27 Jul 2021 to 24 Mar 2024)
    • SMF1 Chief Executive (1 Jul 2020 to 25 Mar 2024)
    • SMF27 Partner (9 Dec 2019 to 25 Mar 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Sep 2004 to 28 Jul 2009)
    • CF21 Investment Adviser (1 Sep 2004 to 31 Oct 2007)
    • CF27 Investment Management (1 Sep 2004 to 31 Oct 2007)
    • CF3 Chief Executive (1 Sep 2004 to 14 Jan 2019)
    • CF4 Partner (1 Sep 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Sep 2004 to 31 Oct 2007)
  • Michael John Cieran Mulholland

    IRN MJM01171

    • SMF27 Partner (since 31 Aug 2024)
  • Michael Louis Merenda

    IRN MLM01108

    • CF30 Customer (20 Sep 2019 to 8 Dec 2019)
  • Michael Patrick Fischer

    IRN MXF01222

    • CF30 Customer (1 Nov 2007 to 17 Sep 2008)
    • CF27 Investment Management (28 Feb 2005 to 31 Oct 2007)
    • CF26 Customer Trading (1 Sep 2004 to 6 Mar 2006)
  • Mitchell Macarthur Bradshaw

    IRN MMB01065

    • CF30 Customer (1 Nov 2007 to 31 May 2009)
    • CF27 Investment Management (18 Apr 2007 to 31 Oct 2007)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.