Coutts & Company

Principal Place of Business

Phone

+4402077531000

Web

https://www.coutts.com

Complaints Contact

Phone

+4402077531000

Bank Deposits

For All, Deposit

Buy-to-Let Mortgage Admin

Buy-to-Let Mortgage Advice

Buy-to-Let Mortgage Arranging

Buy-to-Let Mortgage Lending

Mortgage Servicing

For Customer, Regulated mortgage contract

P2P Lending Advice

For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial

Pension Transfer Advice

For Retail (Investment), Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Land Loan Advice

Investment Advice (no pensions)

For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Advice

For Customer, Regulated mortgage contract

Authorised to Operate

Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Commodity Future, Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Arranging

For Customer, Regulated mortgage contract

Arranges Asset Safekeeping

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

Trade Settlement Routing

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)

Credit Brokering

Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Debt Plan Admin

Debt Collection

Debt Advice

Mortgage Lending

For Customer, Regulated mortgage contract

Consumer Loans

Loan Servicing

Mortgage Setup

For Customer, Regulated mortgage contract

Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Stakeholder pension scheme, Rights to or interests in investments (Security), Unit, Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Manages Your Portfolio

For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Holds Your Assets

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Funeral plan contract, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Electronic Trade Settlement

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)

IRN RXW01690

• (2424)[FCA CF] Manager of certification employee (10 Aug 2022 to 18 Oct 2023)
• (2423)[FCA CF] Material risk taker (1 Nov 2019 to 28 Jun 2024)
• (2421)SMF7 Group Entity Senior Manager (8 Jun 2016 to 31 Oct 2019)
• (2422)CF28 Systems and controls (11 Jun 2015 to 6 Mar 2016)

IRN RXH48753

• (1754)[PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2020)

IRN RJH01156

• (915)CF30 Customer (1 Nov 2007 to 22 Jun 2009)
• (916)CF27 Investment Management (28 Apr 2003 to 31 Oct 2007)

IRN RAG01071

• (1854)SMF7 Group Entity Senior Manager (18 Dec 2017 to 23 Sep 2022)

IRN RXR00335

• (2557)[PRA CF] Significant risk taker or Material risk taker (30 Mar 2023 to 19 Sep 2024)

IRN RMB01102

• (776)CF30 Customer (1 Nov 2007 to 9 Aug 2013)
• (778)CF21 Investment Adviser (15 Jul 2002 to 31 Oct 2007)
• (777)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Jul 2002)

IRN RNC01022

• (1741)CF30 Customer (1 Nov 2007 to 21 Aug 2012)
• (1743)CF21 Investment Adviser (17 Jul 2003 to 31 Oct 2007)
• (1742)CF22 Investment Adviser (Trainee) (26 Feb 2003 to 17 Jul 2003)

IRN RJP31028

• (27)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
• (28)4. Giving personal recommendations on retail investment products which are not broker funds
• (29)[FCA CF] Functions requiring qualifications (since 18 Mar 2026)
• (2365)[FCA CF] Functions requiring qualifications (14 Sep 2022 to 9 Dec 2025)

IRN RXT08057

• (2167)[FCA CF] Functions requiring qualifications (24 Jan 2020 to 27 Sep 2021)

IRN RWH01130

• (260)CF30 Customer (1 Nov 2007 to 8 Aug 2008)
• (262)CF21 Investment Adviser (7 Jul 2006 to 31 Oct 2007)
• (261)CF22 Investment Adviser (Trainee) (6 Sep 2005 to 7 Jul 2006)