Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (10 Aug 2022 to 18 Oct 2023)
    • [FCA CF] Material risk taker (1 Nov 2019 to 28 Jun 2024)
    • CF28 Systems and controls (10 Nov 2014 to 6 Mar 2016)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Manager of certification employee (10 Aug 2022 to 18 Oct 2023)
    • [FCA CF] Material risk taker (1 Nov 2019 to 28 Jun 2024)
    • SMF7 Group Entity Senior Manager (8 Jun 2016 to 31 Oct 2019)
    • CF28 Systems and controls (11 Jun 2015 to 6 Mar 2016)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [FCA CF] Manager of certification employee (10 Aug 2022 to 18 Oct 2023)
    • [FCA CF] Material risk taker (3 Oct 2018 to 28 Jun 2024)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Material risk taker (2 Apr 2018 to 28 Jun 2024)
    • [FCA CF] Manager of certification employee (2 Apr 2018 to 18 Oct 2023)
    • SMF7 Group Entity Senior Manager (8 Jun 2016 to 30 Apr 2018)
    • CF28 Systems and controls (11 Jun 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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