Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Coutts & Company
FRN 122287
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 18 Mar 2026)
- [FCA CF] Functions requiring qualifications (14 Sep 2022 to 9 Dec 2025)
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- [FCA CF] Functions requiring qualifications (19 Jul 2018 to 20 Dec 2021)
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- [FCA CF] Functions requiring qualifications (19 Aug 2016 to 28 Jun 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.