Courtiers Investment Services Limited

• Principal Place of Business

  18 Hart Street

  Henley-on-Thames

  Oxfordshire

  RG9 2AU

  UNITED KINGDOM

  Phone

  +4401491578368

  Web

  https://www.courtiers.co.uk

• Complaints Contact

  Courtiers Investment Services

  18 Hart Street

  Henley-On-Thames

  Oxfordshire

  RG9 2AU

  UNITED KINGDOM

  Phone

  +441491578368

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit

  Show 2 limitations Hide limitations

  • · Limited to Investment Companies with Variable Capital box management activities and in carrying on such activities to the specified investments, ¿unit¿, ¿option (excluding a commodity option and an option on commodity futures)¿, ¿future (excluding a commodity future and a rolling spot forex contract) and rights to or interests in investments ¿ contractually based investments¿, (when the later is associated with these specified investments).
  • · Limited to acting as an operator of a collective investment scheme

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sally Anne Wiggins

  IRN SAW01178

  • CF1 Director (AR) (13 Aug 2014 to 30 Jul 2015)
• Samuel Oliver Keen

  IRN SXK00845

  • [FCA CF] Functions requiring qualifications (9 Sep 2024 to 23 May 2025)
• Sarah Jane Dring-Morris

  IRN SJD01281

  • CF30 Customer (3 Feb 2009 to 17 Dec 2010)
• Simon Christopher Stannard

  IRN SCS01104

  • CF30 Customer (1 Nov 2007 to 1 Mar 2013)
  • CF21 Investment Adviser (10 Feb 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (8 Aug 2005 to 10 Feb 2006)
• Simon Francis Innel Bridgman

  IRN SFB00003

  • CF30 Customer (1 Nov 2007 to 26 Dec 2012)
  • CF21 Investment Adviser (10 Sep 2007 to 31 Oct 2007)
• Simon Ronald Wallis-Taylor

  IRN SRW01055

  • CF30 Customer (2 Apr 2008 to 2 Feb 2009)
• Stephen Holland-Morgan

  IRN SXH00606

  • SMF16 Compliance Oversight (20 Oct 2022 to 20 Nov 2024)
  • [FCA CF] Material risk taker (23 Aug 2021 to 30 Sep 2025)
• Stephen Paul Hudson

  IRN SPH00030

  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2025)
  • CF30 Customer (17 Feb 2015 to 8 Dec 2019)
• Steve Willoughby

  IRN SXW01078

  • [FCA CF] Material risk taker (since 20 Jan 2026)
• Steven Mark Lyon

  IRN SXL00854

  • [FCA CF] Manager of certification employee (since 3 Mar 2025)

• Graham Lawrence Wand (no longer appointed)

  FRN 206546 · Appointed 20 Jan 2011 · Until 9 Jan 2015

• Geoffrey Crocker (no longer appointed)

  FRN 523016 · Appointed 27 Apr 2010 · Until 8 Jan 2013

• Richard Kafton & Company Ltd (no longer appointed)

  FRN 507346 · Appointed 24 Sep 2009 · Until 27 Jan 2010

• DTM's Life & Pensions Ltd (no longer appointed)

  FRN 496328 · Appointed 12 Feb 2009 · Until 3 Jan 2012

• Courtiers (Castlebridge) Financial Consultants Ltd (no longer appointed)

  FRN 480694 · Appointed 20 Mar 2008 · Until 1 Dec 2020

• Michael Adams (no longer appointed)

  FRN 472294 · Appointed 3 Sep 2007 · Until 7 Jun 2013

• The Simon Bridgman Partnership (no longer appointed)

  FRN 472295 · Appointed 3 Sep 2007 · Until 17 May 2013

No changes recorded yet.