Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 12 Apr 2016)
    • CF30 Customer (since 22 Feb 2013)
    • (1)Employed By (since 12 Apr 2016)
  • Fox Payne Associates Limited (no longer approved here)

    FRN 215499

    • (17)Employed By (22 Feb 2013 to 4 May 2016)
  • Courtiers Investment Services Limited (no longer approved here)

    FRN 124995

    • CF30 Customer (1 Nov 2007 to 1 Mar 2013)
    • CF21 Investment Adviser (10 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Aug 2005 to 10 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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