Corebridge Institutional Investments (Europe) Limited

Date authorised
1 April 2013
Companies House
04665011
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Corebridge Institutional Investments (Europe) Ltd
    3 St. Helen's Place
    London
    City Of London
    EC3A 6AB
    UNITED KINGDOM
    Phone
    +442071539559
    Web
    https://www.corebridgefinancial.com/who-we-are

  • Complaints Contact

    Corebridge Institutional Investments (Europe) Ltd
    3 St. Helen's Place
    London
    City Of London
    EC3A 6AB
    UNITED KINGDOM
    Phone
    +442071539559

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Felix Paul Kaiser

    IRN FPK01002

    • CF30 Customer (1 Feb 2011 to 27 Jul 2016)
  • Frances Torsney

    IRN FXT01141

    • SMF3 Executive Director (9 Dec 2019 to 7 Feb 2020)
    • CF1 Director (20 Dec 2012 to 8 Dec 2019)
  • Frank Breckner

    IRN FXB01279

    • CF30 Customer (23 Dec 2010 to 8 Feb 2013)
  • Geoffrey Cornell

    IRN GXC01849

    • SMF9 Chair of the Governing Body (11 Sep 2021 to 27 May 2022)
    • SMF1 Chief Executive (1 Apr 2020 to 11 Sep 2021)
    • Responsible for Insurance Distribution (1 Apr 2020 to 27 May 2022)
    • SMF3 Executive Director (9 Dec 2019 to 27 May 2022)
    • CF1 Director (23 Jan 2019 to 8 Dec 2019)
    • CF2 Non Executive Director (14 Apr 2014 to 24 Jan 2019)
  • Geoffrey Pike

    IRN GXP01155

    • CF11 Money Laundering Reporting (31 Jul 2015 to 10 Aug 2017)
    • CF10 Compliance Oversight (31 Jul 2015 to 3 Jan 2019)
  • Guillaume De Lamaziere

    IRN GXD01681

    • CF3 Chief Executive (1 Dec 2015 to 25 Apr 2016)
    • CF1 Director (1 Dec 2015 to 25 Apr 2016)
    • CF28 Systems and controls (26 Jun 2015 to 25 Apr 2016)
  • Guillermo Pablo Donadini

    IRN GPD01047

    • SMF3 Executive Director (9 Dec 2019 to 27 May 2022)
    • CF30 Customer (18 Feb 2013 to 8 Dec 2019)
    • CF2 Non Executive Director (2 Mar 2010 to 29 Oct 2010)
    • CF1 Director (2 Mar 2010 to 2 Mar 2010)
  • Henry Charles Archer

    IRN HCA01010

    • CF30 Customer (4 Sep 2013 to 23 Aug 2018)
  • Henry Dobbin

    IRN HXD00059

    • [FCA CF] Material risk taker (9 Dec 2019 to 12 May 2025)
  • Ian Peter Butter

    IRN IPB01017

    • CF1 Director (4 Jan 2010 to 30 Jun 2012)
    • CF3 Chief Executive (4 Jan 2010 to 10 May 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.