Geoffrey Pike

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Corebridge Institutional Investments (Europe) Limited (no longer approved here)
FRN 500338
- CF10 Compliance Oversight (31 Jul 2015 to 3 Jan 2019)
- CF11 Money Laundering Reporting (31 Jul 2015 to 10 Aug 2017)
CMC Markets UK plc (no longer approved here)
FRN 173730
- CF10 Compliance Oversight (20 Nov 2009 to 10 Aug 2010)
RBC Investor Services Trust (no longer approved here)
FRN 435052
- CF11 Money Laundering Reporting (13 Jul 2006 to 28 Dec 2006)
- CF10 Compliance Oversight (1 Jan 2006 to 31 Jul 2008)
- CF14 Risk Assessment (1 Jan 2006 to 31 May 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.