Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF3 Chief Executive (4 Jan 2010 to 10 May 2012)
- CF1 Director (4 Jan 2010 to 30 Jun 2012)
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- CF8 Apportionment and Oversight (17 Jun 2008 to 31 Mar 2009)
- CF3 Chief Executive (17 Jun 2008 to 4 Jan 2010)
- CF30 Customer (1 Nov 2007 to 4 Jan 2010)
- CF1 Director (1 Dec 2001 to 26 Mar 2010)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.