Date authorised
1 April 2013
Companies House
05280582
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    750 Mandarin Court
    Warrington
    Cheshire
    WA1 1GG
    UNITED KINGDOM
    Phone
    +4401925637891
  • Complaints Contact

    750 Mandarin Court
    Warrington
    Cheshire
    WA1 1GG
    UNITED KINGDOM
    Phone
    +4401925637891

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking that is in connection with mortgages
  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with investment advice or advice on mortgages.
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gavin Philip Dixon

    IRN GPD01031

    • CF30 Customer (28 Feb 2013 to 6 Jan 2015)
  • Gaynor Margaret Nebel

    IRN GMN00005

    • [FCA CF] Functions requiring qualifications (24 Apr 2020 to 13 Jun 2024)
    • [FCA CF] Client dealing (24 Apr 2020 to 13 Jun 2024)
    • [PRA CF] Key function holder (24 Apr 2020 to 25 Apr 2020)
    • Appointed representative dealing with clients for which they require qualification (24 Apr 2020 to 13 Jun 2024)
    • CF30 Customer (23 Apr 2020 to 13 Jun 2024)
  • Gemma Mary Oliver

    IRN GMG01056

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Apr 2020)
    • Appointed representative dealing with clients for which they require qualification (since 23 Apr 2020)
    • CF30 Customer (since 23 Apr 2020)
    • [FCA CF] Client dealing (since 23 Apr 2020)
    • [PRA CF] Key function holder (23 Apr 2020 to 24 Apr 2020)
  • Geoffrey Andrew Christopher Burrows

    IRN GAB00020

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Sep 2023)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Sep 2023)
    • CF1 Director (AR) (26 Apr 2012 to 6 Sep 2023)
    • CF30 Customer (1 Nov 2007 to 6 Sep 2023)
    • CF21 Investment Adviser (28 Jun 2005 to 31 Oct 2007)
  • Georgia Louise Perkins

    IRN GXP00200

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 18 Aug 2025)
    • [FCA CF] Client dealing (since 18 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 18 Aug 2025)
    • CF30 Customer (since 5 Jul 2025)
  • Georgina Elizabeth Hodgson

    IRN GEH01052

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 23 Sep 2022)
    • CF1 Director (AR) (since 7 Jan 2020)
    • Appointed representative dealing with clients for which they require qualification (since 19 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (15 Aug 2016 to 8 Dec 2019)
  • Gerrard Michael O'Neil-Bell

    IRN GMO01017

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 12 Sep 2011)
    • CF30 Customer (since 1 Sep 2009)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
  • Glen Gamble

    IRN GXG01633

    • CF1 Director (AR) (8 Jan 2016 to 8 Feb 2017)
  • Gordon Philip Donnelly

    IRN GPD01036

    • CF30 Customer (1 Jan 2011 to 31 Dec 2012)
  • Graham Howard Stewart

    IRN GHS00013

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 11 Aug 2025)
    • Appointed representative dealing with clients for which they require qualification (since 11 Aug 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.