Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Sep 2023)
- [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Sep 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 6 Sep 2023)
- CF1 Director (AR) (26 Apr 2012 to 6 Sep 2023)
- CF30 Customer (1 Nov 2007 to 6 Sep 2023)
- CF21 Investment Adviser (28 Jun 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.