Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Aug 2025)
    • [FCA CF] Client dealing (since 18 Aug 2025)
    • Appointed representative dealing with clients for which they require qualification (since 18 Aug 2025)
    • CF30 Customer (since 5 Jul 2025)
    • (4)Employed By (since 5 Jul 2025)
  • Peter Harding Practice Ltd (no longer approved here)

    FRN 402110

    • (26)Employed By (17 Nov 2023 to 15 Aug 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (30 Nov 2021 to 15 Aug 2025)
    • CF4 Partner (AR) (26 Nov 2021 to 17 Nov 2023)
    • CF30 Customer (20 Sep 2021 to 15 Aug 2025)
  • Coronation Wealth Management LLP (no longer approved here)

    FRN 826961

    • Employed By (20 Sep 2021 to 17 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.