Date authorised
5 August 2016
Companies House
OC400860
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Curzon Street (Ground Floor, East Wing)
    London
    W1J 5HG
    UNITED KINGDOM
    Phone
    +442038241503
  • Complaints Contact

    7 Curzon Street (Ground Floor, East Wing)
    London
    W1J 5HG
    UNITED KINGDOM
    Phone
    +442038241503

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jocelyn Graefin von Arnim

    IRN JBW01040

    • CF30 Customer (4 Sep 2018 to 8 Dec 2019)
  • Joseph McNeila

    IRN JXM02372

    • CF4 Partner (5 Aug 2016 to 13 Apr 2018)
    • CF30 Customer (5 Aug 2016 to 6 Feb 2018)
  • Joshua Micah Luks

    IRN JXL01606

    • CF30 Customer (30 Aug 2016 to 16 Aug 2017)
  • Justin Bartholomew Peter Bull

    IRN JBB01034

    • SMF16 Compliance Oversight (9 Dec 2019 to 20 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Feb 2024)
    • SMF27 Partner (9 Dec 2019 to 30 Apr 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2025)
    • CF11 Money Laundering Reporting (2 Oct 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Oct 2018 to 8 Dec 2019)
    • CF4 Partner (5 Oct 2016 to 8 Dec 2019)
    • CF30 Customer (5 Oct 2016 to 8 Dec 2019)
  • Kevin McCormack

    IRN KXM00251

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Massimo Araldi

    IRN MXA01434

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Jan 2024)
    • CF30 Customer (10 Oct 2016 to 8 Dec 2019)
  • Michael Gerard Tuke

    IRN MGT01043

    • [FCA CF] Client dealing (since 19 Oct 2020)
  • Patrick Golling

    IRN PXG00166

    • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
  • Pierre Bruyant

    IRN PXB02656

    • CF28 Systems and controls (17 Sep 2018 to 8 Dec 2019)
  • Rudi Facchini

    IRN RXF01451

    • CF30 Customer (7 Nov 2016 to 18 Mar 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.