Date authorised
5 August 2016
Companies House
OC400860
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Curzon Street (Ground Floor, East Wing)
    London
    W1J 5HG
    UNITED KINGDOM
    Phone
    +442038241503
  • Complaints Contact

    7 Curzon Street (Ground Floor, East Wing)
    London
    W1J 5HG
    UNITED KINGDOM
    Phone
    +442038241503

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sharon Whitehouse-Faux

    IRN SXW00329

    • SMF27 Partner (since 1 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Jan 2024)
    • SMF16 Compliance Oversight (since 12 Jan 2024)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Stanley Shillington

    IRN SXS00468

    • [FCA CF] Client dealing (4 Jan 2021 to 31 Mar 2023)
  • Stephen John Harper

    IRN SJH01241

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Mar 2022)
    • CF2 Non Executive Director (5 Aug 2016 to 8 Dec 2019)
  • Tobias Williams

    IRN TXW00260

    • [FCA CF] Client dealing (since 14 Oct 2025)
  • Vishal Shailendra Shete

    IRN VSS00016

    • CF10 Compliance Oversight (5 Aug 2016 to 1 Sep 2016)
    • CF11 Money Laundering Reporting (5 Aug 2016 to 1 Sep 2016)
  • Vladimir Youdine

    IRN VXY71680

    • [FCA CF] Client dealing (since 25 Jan 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.