Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BGC Brokers L.P
FRN 454814
- SMF12 Chair of the Remuneration Committee (since 9 Dec 2019)
- SMF13 Chair of the Nominations Committee (since 9 Dec 2019)
- CF2 Non Executive Director (5 Jan 2015 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Mar 2022)
- CF2 Non Executive Director (5 Aug 2016 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.