Cooperatieve Rabobank U.A.

• Principal Place of Business

  60 London Wall

  London

  EC2M 5AA

  UNITED KINGDOM

  Phone

  +4402078093000

  Web

  https://www.rabobank.co.uk

• Complaints Contact

  60 London Wall

  London

  EC2M 5AA

  UNITED KINGDOM

  Phone

  +4402078093000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Scott Howard Swift

  IRN SHS01034

  • CF30 Customer (1 Nov 2007 to 8 Jun 2010)
  • CF21 Investment Adviser (16 Dec 2002 to 31 Oct 2007)
• Scott Irvine

  IRN SXI80529

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Mar 2022)
• Selim Caydamli

  IRN SXC80562

  • [FCA CF] Client dealing (6 Mar 2017 to 28 Jun 2019)
• Serge Haller

  IRN SXH01598

  • CF30 Customer (11 Feb 2011 to 24 Apr 2013)
• Shara Karapetian

  IRN SXK00293

  • [FCA CF] Algorithmic trading (since 6 Mar 2024)
  • [FCA CF] Manager of certification employee (7 Apr 2021 to 2 Feb 2022)
  • [FCA CF] Material risk taker (7 Apr 2021 to 6 Mar 2024)
• Shikha Kalra

  IRN SXK01800

  • [FCA CF] Client dealing (7 Mar 2016 to 13 Sep 2019)
  • CF30 Customer (10 Feb 2011 to 6 Mar 2016)
• Shirley Ann Houghton

  IRN SAH01107

  • CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2003)
• Silke Nadja Halliday

  IRN SNB01041

  • [FCA CF] Client dealing (since 1 Sep 2025)
  • [FCA CF] Proprietary trader (since 1 Sep 2025)
  • [FCA CF] Client dealing (7 Mar 2016 to 6 Mar 2020)
  • CF30 Customer (10 Oct 2011 to 6 Mar 2016)
• Simon Evans

  IRN SXE01080

  • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2007)
  • CF26 Customer Trading (1 Dec 2001 to 5 Apr 2007)
• Simon Grenville Powell

  IRN SGP01037

  • CF30 Customer (1 Nov 2007 to 30 Sep 2012)
  • CF21 Investment Adviser (8 Mar 2007 to 31 Oct 2007)

No changes recorded yet.