Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 30 Sep 2012)
- CF21 Investment Adviser (8 Mar 2007 to 31 Oct 2007)
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- CF17 Significant Mgt (Other Business Operations) (27 Oct 2003 to 15 Dec 2004)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 27 Oct 2003)
- CF21 Investment Adviser (1 Dec 2001 to 15 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.