Scott Howard Swift

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Bank and Trust Company

    FRN 170462

    • [FCA CF] Client dealing (since 7 Mar 2017)
    • [FCA CF] Material risk taker (since 7 Mar 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 7 Jul 2020)
    • CF30 Customer (14 Sep 2010 to 6 Mar 2016)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • CF30 Customer (1 Nov 2007 to 8 Jun 2010)
    • CF21 Investment Adviser (16 Dec 2002 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF26 Customer Trading (1 Dec 2001 to 16 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.