Cooperatieve Rabobank U.A.

• Principal Place of Business

  60 London Wall

  London

  EC2M 5AA

  UNITED KINGDOM

  Phone

  +4402078093000

  Web

  https://www.rabobank.co.uk

• Complaints Contact

  60 London Wall

  London

  EC2M 5AA

  UNITED KINGDOM

  Phone

  +4402078093000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Martynas Juskelis

  IRN MXJ80542

  • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2021)
• Mathew James Hill

  IRN MJH01351

  • [FCA CF] Algorithmic trading (since 6 Mar 2024)
  • [FCA CF] Manager of certification employee (since 6 Mar 2024)
  • [FCA CF] Proprietary trader (since 7 Mar 2016)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [FCA CF] Material risk taker (since 7 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Matt Fryer

  IRN MXF80553

  • SMF4 Chief Risk (since 15 Jun 2021)
  • SMF16 Compliance Oversight (6 Sep 2024 to 6 Jan 2025)
  • SMF4 Chief Risk (31 Mar 2021 to 14 Jun 2021)
  • [FCA CF] Manager of certification employee (6 Mar 2021 to 30 Sep 2021)
  • [FCA CF] Material risk taker (12 Apr 2017 to 30 Sep 2021)
• Matthew David Raftery

  IRN MDR01094

  • CF30 Customer (26 Feb 2010 to 13 Sep 2012)
• Matthew Edmund Carr

  IRN MEC01090

  • CF30 Customer (22 Sep 2010 to 21 Nov 2014)
• Matthew McLennan Harvey

  IRN MMH01021

  • CF26 Customer Trading (1 Dec 2001 to 6 Jun 2003)
• Matthew Michael Steiner

  IRN MMS01059

  • CF30 Customer (1 Nov 2007 to 9 Nov 2007)
  • CF21 Investment Adviser (1 Jul 2005 to 31 Oct 2007)
• Matthew Peter Cairns

  IRN MPC01140

  • [FCA CF] Manager of certification employee (since 6 Mar 2026)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (14 Jul 2014 to 6 Mar 2016)
• Matthew Smith

  IRN MXS01476

  • CF30 Customer (1 Nov 2007 to 25 Mar 2010)
  • CF26 Customer Trading (18 Apr 2006 to 31 Oct 2007)
• Mauro Giachero

  IRN MXG02020

  • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Jan 2020)
  • [FCA CF] Client dealing (7 Mar 2016 to 31 Jan 2020)
  • CF30 Customer (20 Feb 2012 to 6 Mar 2016)

No changes recorded yet.