Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (23 Feb 2018 to 11 Dec 2018)
- [FCA CF] Significant management (7 Mar 2016 to 11 Dec 2018)
- [FCA CF] Material risk taker (7 Mar 2016 to 11 Dec 2018)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 11 Dec 2018)
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- [FCA CF] Manager of certification employee (23 Feb 2018 to 11 Dec 2019)
- [FCA CF] Significant management (23 Feb 2018 to 11 Dec 2019)
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- [FCA CF] Significant management (7 Mar 2016 to 22 Feb 2018)
- CF29 Significant management (24 Jul 2014 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 9 Nov 2007)
- CF21 Investment Adviser (1 Jul 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.