Date authorised
1 April 2013
Companies House
BR002630
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    60 London Wall
    London
    EC2M 5AA
    UNITED KINGDOM
    Phone
    +4402078093000
  • Complaints Contact

    60 London Wall
    London
    EC2M 5AA
    UNITED KINGDOM
    Phone
    +4402078093000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mawunyo Dotse

    IRN MXD80560

    • [FCA CF] Client dealing (since 1 Mar 2020)
  • Max Shamiri

    IRN MXS04953

    • [FCA CF] Client dealing (8 Jan 2024 to 8 Jan 2025)
    • [FCA CF] Proprietary trader (8 Jan 2024 to 8 Jan 2025)
  • Mehmet Guray Alpkaya

    IRN MXA18469

    • SMF21 EEA Branch Senior Manager (EBSM) (23 Oct 2019 to 31 Jul 2020)
  • Michael Bourke

    IRN MXB01424

    • CF21 Investment Adviser (1 Dec 2001 to 8 May 2006)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 8 May 2006)
  • Michael Edward Francis Townsend

    IRN MET01029

    • CF21 Investment Adviser (1 Dec 2001 to 27 Oct 2006)
  • Michael Gerard Weber

    IRN MGW01049

    • CF26 Customer Trading (6 Jul 2006 to 21 Jun 2007)
  • Michael Jafri Deen

    IRN MJD01259

    • CF30 Customer (1 Nov 2007 to 6 May 2010)
    • CF21 Investment Adviser (29 Apr 2004 to 31 Oct 2007)
    • CF26 Customer Trading (17 Mar 2004 to 29 Apr 2004)
  • Michael James Austin

    IRN MJA01175

    • CF29 Significant management (4 Apr 2008 to 30 Sep 2009)
  • Michael James Morton Gore

    IRN MJG01172

    • CF26 Customer Trading (1 Dec 2001 to 31 May 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
  • Michael Magdovitz

    IRN MXM80530

    • [FCA CF] Client dealing (3 Apr 2018 to 7 Aug 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.