Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (11 Mar 2015 to 30 Nov 2015)
    • CF21 Investment Adviser (1 Nov 2002 to 8 Aug 2003)
    • CF26 Customer Trading (1 Nov 2002 to 1 Nov 2002)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (20 Oct 2009 to 28 Nov 2011)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (1 Nov 2007 to 25 Aug 2009)
    • CF26 Customer Trading (14 Nov 2005 to 31 Oct 2007)
  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF22 Investment Adviser (Trainee) (11 Aug 2003 to 16 Jun 2005)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
    • CF26 Customer Trading (1 Dec 2001 to 31 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.