Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (11 Mar 2015 to 30 Nov 2015)
- CF21 Investment Adviser (1 Nov 2002 to 8 Aug 2003)
- CF26 Customer Trading (1 Nov 2002 to 1 Nov 2002)
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- CF30 Customer (20 Oct 2009 to 28 Nov 2011)
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- CF30 Customer (1 Nov 2007 to 25 Aug 2009)
- CF26 Customer Trading (14 Nov 2005 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (11 Aug 2003 to 16 Jun 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
- CF26 Customer Trading (1 Dec 2001 to 31 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.