Cooperatieve Rabobank U.A.

• Principal Place of Business

  60 London Wall

  London

  EC2M 5AA

  UNITED KINGDOM

  Phone

  +4402078093000

  Web

  https://www.rabobank.co.uk

• Complaints Contact

  60 London Wall

  London

  EC2M 5AA

  UNITED KINGDOM

  Phone

  +4402078093000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hsing-Chu Lai

  IRN MHL01030

  • CF30 Customer (1 Nov 2007 to 6 May 2010)
  • CF21 Investment Adviser (12 Apr 2005 to 10 Feb 2006)
• Hugo Alexandre Costa Azevedo

  IRN HAA01016

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Oct 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 17 Oct 2002)
• Ian Baggott

  IRN IXB01159

  • CF23 Corporate Finance Adviser (24 Oct 2003 to 23 Oct 2006)
• Ian Christopher Gladen

  IRN ICG01007

  • CF21 Investment Adviser (1 Dec 2001 to 5 Aug 2002)
  • CF26 Customer Trading (1 Dec 2001 to 5 Aug 2002)
• Ian David Mason Pye

  IRN IDP01018

  • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Oct 2019)
  • [FCA CF] Client dealing (7 Mar 2016 to 31 Oct 2019)
  • CF30 Customer (24 Jun 2011 to 6 Mar 2016)
• Ian Lloyd

  IRN IXL01047

  • CF30 Customer (1 Nov 2007 to 19 Nov 2007)
  • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)
• Ilze Nijs

  IRN IXN80545

  • [FCA CF] Manager of certification employee (since 29 Nov 2023)
  • [FCA CF] Client dealing (since 29 Nov 2023)
  • [FCA CF] Client dealing (12 Sep 2019 to 17 Mar 2021)
• Imran Mohammed

  IRN IXM01541

  • [FCA CF] Client dealing (since 17 Dec 2025)
  • [FCA CF] Proprietary trader (since 17 Dec 2025)
• Isobel Jane Askew

  IRN IJA01008

  • CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2005)
  • CF26 Customer Trading (1 Dec 2001 to 24 Jan 2005)
• Istvan Jozsef Gonda

  IRN IJG01024

  • CF26 Customer Trading (1 Dec 2001 to 3 Feb 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 3 Feb 2003)

No changes recorded yet.