Ian David Mason Pye

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • London Plus Credit Union Limited (no longer approved here)

    FRN 473340

    • Director of firm who is not a certification employee or a SMF manager (25 Mar 2021 to 13 Feb 2025)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • [FCA CF] Client dealing (7 Mar 2016 to 31 Oct 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Oct 2019)
    • CF30 Customer (24 Jun 2011 to 6 Mar 2016)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (20 May 2009 to 10 Mar 2011)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 31 Jan 2009)
    • CF21 Investment Adviser (13 Aug 2003 to 31 Oct 2007)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF30 Customer (1 Nov 2007 to 31 Jan 2009)
    • CF21 Investment Adviser (6 Feb 2007 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.