Date authorised
1 April 2013
Companies House
BR002630
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    60 London Wall
    London
    EC2M 5AA
    UNITED KINGDOM
    Phone
    +4402078093000
  • Complaints Contact

    60 London Wall
    London
    EC2M 5AA
    UNITED KINGDOM
    Phone
    +4402078093000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Glen E S Unger

    IRN GEU01001

    • CF21 Investment Adviser (1 Dec 2001 to 26 May 2005)
  • Glenn Anson

    IRN GXA01071

    • CF21 Investment Adviser (1 Dec 2001 to 25 Mar 2003)
    • CF26 Customer Trading (1 Dec 2001 to 25 Mar 2003)
  • Gordon Leaver

    IRN GXL01161

    • CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2006)
  • Graeme Robert Hattie

    IRN GRH01122

    • SMF22 Other Local Responsibility (since 7 Aug 2025)
    • [FCA CF] Manager of certification employee (since 6 Mar 2020)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (19 Sep 2011 to 6 Mar 2016)
  • Graham Charles Burnside

    IRN GCB01076

    • CF30 Customer (18 Mar 2011 to 19 Nov 2012)
  • Graham Jonathan Bruce

    IRN GJB01081

    • CF21 Investment Adviser (1 Dec 2001 to 6 Feb 2003)
    • CF27 Investment Management (1 Dec 2001 to 6 Feb 2003)
    • CF26 Customer Trading (1 Dec 2001 to 6 Feb 2003)
  • Graydon Chong

    IRN GXC80522

    • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2021)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 30 Sep 2021)
  • Gregory Panon

    IRN GXP80523

    • [FCA CF] Algorithmic trading (since 6 Mar 2026)
    • [FCA CF] Proprietary trader (since 7 Nov 2017)
    • [FCA CF] Client dealing (since 7 Nov 2017)
  • Guillaume Marcel Albert Bodineau

    IRN GMB01124

    • CF30 Customer (27 Feb 2008 to 21 Nov 2014)
  • Guillermo Martin Pereyra

    IRN GMP01048

    • CF30 Customer (1 Nov 2007 to 26 Nov 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.