Graham Jonathan Bruce

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (1 Nov 2007 to 20 Apr 2010)
    • CF21 Investment Adviser (3 Aug 2005 to 31 Oct 2007)
  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • CF8 Apportionment and Oversight (24 Sep 2004 to 2 Feb 2005)
    • CF21 Investment Adviser (16 Mar 2004 to 2 Feb 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (16 Mar 2004 to 16 Sep 2004)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • CF21 Investment Adviser (1 Dec 2001 to 6 Feb 2003)
    • CF26 Customer Trading (1 Dec 2001 to 6 Feb 2003)
    • CF27 Investment Management (1 Dec 2001 to 6 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.