Cooperatieve Rabobank U.A.

• Principal Place of Business

  60 London Wall

  London

  EC2M 5AA

  UNITED KINGDOM

  Phone

  +4402078093000

  Web

  https://www.rabobank.co.uk

• Complaints Contact

  60 London Wall

  London

  EC2M 5AA

  UNITED KINGDOM

  Phone

  +4402078093000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Danny Vroegop

  IRN DXV01164

  • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Mar 2022)
  • [FCA CF] Client dealing (7 Mar 2016 to 5 Dec 2023)
  • [FCA CF] Material risk taker (7 Mar 2016 to 5 Dec 2023)
  • CF30 Customer (2 Jul 2013 to 6 Mar 2016)
• Darren Cartwright

  IRN DXC01316

  • [FCA CF] Client dealing (7 Mar 2016 to 31 Jan 2020)
  • [FCA CF] Proprietary trader (7 Mar 2016 to 31 Jan 2020)
  • CF30 Customer (4 Oct 2010 to 6 Mar 2016)
• David Alexis Audousset

  IRN DAA01087

  • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2019)
  • CF30 Customer (3 Oct 2012 to 6 Mar 2016)
• David Anthony Craig

  IRN DAC01129

  • CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2005)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 12 Aug 2005)
• David Babajide Johnson

  IRN DXJ01208

  • CF30 Customer (1 Nov 2007 to 28 Oct 2008)
  • CF26 Customer Trading (29 Oct 2007 to 31 Oct 2007)
• David Beardsall

  IRN DWB01119

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [FCA CF] Manager of certification employee (7 Mar 2019 to 6 Mar 2026)
  • CF30 Customer (19 Jul 2013 to 6 Mar 2016)
• David Hardingham

  IRN DEH01061

  • CF30 Customer (1 Nov 2007 to 23 Sep 2010)
  • CF26 Customer Trading (4 Feb 2005 to 31 Oct 2007)
• David Homes

  IRN DAH01187

  • CF21 Investment Adviser (1 Jul 2005 to 23 Jun 2006)
• David Jason Trevor Sochon

  IRN DJS01348

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (23 Mar 2005 to 31 Oct 2007)
• David McDonald Cormack

  IRN DMC01112

  • CF30 Customer (1 Nov 2007 to 24 Dec 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.