David Hardingham

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

State Street Bank and Trust Company
FRN 170462
- [FCA CF] Manager of certification employee (since 30 Mar 2021)
- [FCA CF] Material risk taker (since 17 Sep 2018)
- [FCA CF] Client dealing (since 23 Mar 2018)
Commonwealth Bank of Australia (no longer approved here)
FRN 139185
- CF30 Customer (29 Dec 2010 to 6 Mar 2016)
Cooperatieve Rabobank U.A. (no longer approved here)
FRN 171596
- CF30 Customer (1 Nov 2007 to 23 Sep 2010)
- CF26 Customer Trading (4 Feb 2005 to 31 Oct 2007)
Societe Generale (no longer approved here)
FRN 124866
- CF26 Customer Trading (1 Dec 2001 to 12 Jul 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.