Cooperatieve Rabobank U.A.

• Principal Place of Business

  60 London Wall

  London

  EC2M 5AA

  UNITED KINGDOM

  Phone

  +4402078093000

  Web

  https://www.rabobank.co.uk

• Complaints Contact

  60 London Wall

  London

  EC2M 5AA

  UNITED KINGDOM

  Phone

  +4402078093000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David McNally

  IRN DXM02036

  • CF30 Customer (4 Jun 2010 to 20 May 2013)
• David Michael Kane

  IRN DXK01154

  • [FCA CF] Material risk taker (since 6 Mar 2026)
  • [PRA CF] Significant risk taker or Material risk taker (since 6 Mar 2026)
  • [FCA CF] Manager of certification employee (since 6 Mar 2026)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Mar 2023)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
  • CF26 Customer Trading (28 Jul 2005 to 31 Oct 2007)
• David Mulroy

  IRN DXM01441

  • [FCA CF] Proprietary trader (7 Mar 2016 to 1 Apr 2021)
  • [FCA CF] Material risk taker (7 Mar 2016 to 1 Apr 2021)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Apr 2021)
  • [FCA CF] Client dealing (7 Mar 2016 to 1 Apr 2021)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• David Welbury Kendall

  IRN DWK01015

  • CF21 Investment Adviser (1 Dec 2001 to 25 Oct 2005)
• David William Everitt

  IRN DWE01014

  • [FCA CF] Material risk taker (since 31 Oct 2024)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [FCA CF] Algorithmic trading (since 7 Mar 2016)
  • [FCA CF] Proprietary trader (since 7 Mar 2016)
  • [PRA CF] Managing a material risk taker (6 Mar 2024 to 31 Oct 2024)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Mar 2026)
  • [FCA CF] Material risk taker (7 Mar 2016 to 8 Mar 2016)
  • CF30 Customer (28 Jun 2011 to 6 Mar 2016)
• David William Scott

  IRN DWS01049

  • CF26 Customer Trading (1 Dec 2001 to 25 Sep 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 25 Sep 2002)
• David Wilson Vander

  IRN DWV01005

  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Mar 2004)
  • CF26 Customer Trading (1 Dec 2001 to 31 Mar 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)
• Davy Hiblot

  IRN DXH01885

  • CF30 Customer (19 Sep 2011 to 6 Mar 2016)
• Deborah Jane Hutchinson

  IRN DJH01261

  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Apr 2003)
• Deborah Jane Learmonth

  IRN DJL01255

  • CF29 Significant management (30 Jan 2012 to 6 Mar 2016)

No changes recorded yet.