Cooper Parry Wealth Limited

• Principal Place of Business

  Cooper Parry Wealth

  Building 423, Sky View, Argosy Road

  East Midlands Airport

  Castle Donington

  Derby

  Leicestershire

  DE74 2SA

  UNITED KINGDOM

  Phone

  +4401332411163

  Web

  https://www.cooperparrywealth.com

• Complaints Contact

  Cooper Parry Wealth

  Building 423

  East Midlands Airport

  Castle Donington

  Derby

  Leicestershire

  DE74 2SA

  UNITED KINGDOM

  Phone

  +4401332411163

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

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  • · Limited to not brokering credit for the purpose of increasing the funds available for investment

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Subject to this activity being limited to a non-mainstream regulated activity
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages and second charge mortgages

• Consumer Loans

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement;
  • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rachel Kitching

  IRN RXS02423

  • CF30 Customer (10 Jan 2013 to 12 Oct 2016)
• Rebecca Elizabeth Aldridge

  IRN REF01025

  • CF1 Director (15 Jun 2010 to 15 May 2012)
  • Responsible for Insurance Mediation (15 Jun 2010 to 5 Jul 2012)
  • CF10 Compliance Oversight (25 Jan 2010 to 5 Jul 2012)
  • CF30 Customer (1 Nov 2007 to 22 Oct 2011)
  • CF21 Investment Adviser (23 Oct 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (2 Jan 2007 to 23 Oct 2007)
• Robin Mark Elley

  IRN RXE00166

  • Director of firm who is not a certification employee or a SMF manager (6 Mar 2024 to 25 Apr 2025)
• Ruth Rebecca Chenery

  IRN RRC00002

  • CF21 Investment Adviser (5 Jan 2006 to 3 Nov 2006)
• Sally Helen Pickersgill

  IRN SXP00702

  • SMF3 Executive Director (since 6 Jan 2023)
• Sarah Axe

  IRN SXA01704

  • CF1 Director (17 Jun 2008 to 15 May 2012)
• Simon Atkins

  IRN SXA11989

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (3 Apr 2019 to 8 Dec 2019)
• Simon Mark Williams

  IRN SMW01141

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF30 Customer (since 10 Oct 2022)
  • Appointed representative dealing with clients for which they require qualification (since 24 Aug 2022)
  • [FCA CF] Client dealing (since 4 Aug 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (8 Feb 2019 to 8 Dec 2019)
• Simon Timothy Linley

  IRN STL01018

  • CF1 Director (AR) (3 Oct 2016 to 6 Feb 2019)
• Stephanie Kirston Maddock

  IRN SKM00022

  • CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2003)

• Cooper Parry Wealth (TW) Limited

  FRN 712571 · Appointed 1 Aug 2015

• Kilby Fox (Financial Services) Ltd (no longer appointed)

  FRN 222873 · Appointed 13 Feb 2003 · Until 31 Mar 2006

No changes recorded yet.