Simon Mark Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cooper Parry Wealth Limited

    FRN 197193

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 10 Oct 2022)
    • Appointed representative dealing with clients for which they require qualification (since 24 Aug 2022)
    • [FCA CF] Client dealing (since 4 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (8 Feb 2019 to 8 Dec 2019)
  • Cooper Parry Wealth (TW) Limited

    FRN 712571

    • Employed By (since 10 Oct 2022)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (13 Sep 2010 to 7 Nov 2018)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • CF30 Customer (1 Nov 2007 to 27 Jul 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.