Computershare Investor Services Plc

Date authorised
1 April 2013
Companies House
03498808
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Computershare Investor Services plc
    The Pavilions
    Bridgwater Road
    Bristol
    BS13 8AE
    UNITED KINGDOM
    Phone
    +4403707020003
  • Complaints Contact

    The Pavilions
    Bridgwater Road
    Bristol
    BS13 8AE
    UNITED KINGDOM
    Phone
    +4403707020003

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 5 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to dealing-only activities.
    • · Limited to non-discretionary PEP management only
    • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 4 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to non-discretionary PEP management only.
    • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".
  • Consumer Hire

  • Consumer Hire Servicing

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 5 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to transaction-only activities.
    • · Limited to non-discretionary PEP management only.
    • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".
  • Manages Your Portfolio

    For Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to non-discretionary PEP management only.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edwina Kent

    IRN EXK01057

    • CF26 Customer Trading (1 Dec 2001 to 1 Jul 2003)
  • Frank Juhre

    IRN FXJ23120

    • SMF24 Chief Operations (28 Jan 2020 to 17 Jan 2022)
  • Gary Ball

    IRN GXB00134

    • SMF24 Chief Operations (22 Jan 2022 to 27 Nov 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 24 Jan 2022)
  • Gemma Lois Powell

    IRN GLP01036

    • CF30 Customer (17 May 2011 to 7 Apr 2014)
  • Geoff Simon Price

    IRN GSP01044

    • CF29 Significant management (1 Nov 2007 to 1 Dec 2007)
    • CF1 Director (1 Aug 2004 to 1 Dec 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Aug 2004 to 31 Oct 2007)
  • George Thomas Lewis

    IRN GTL01011

    • CF30 Customer (13 Oct 2014 to 20 Sep 2018)
  • Graham Eyre Malcolm

    IRN GEM01045

    • CF20 Significant Mgt (Settlements) (16 Feb 2004 to 21 Oct 2005)
    • CF19 Significant Mgt (Financial Resources) (16 Feb 2004 to 21 Oct 2005)
  • Graham Staples

    IRN GXS01186

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 30 Sep 2003)
  • Hank Seemore

    IRN HXS00453

    • [FCA CF] Material risk taker (19 Apr 2024 to 19 Sep 2024)
  • Hayley Linda Agnes Wilson

    IRN HXW01103

    • CF30 Customer (1 Nov 2007 to 18 Jan 2008)
    • CF26 Customer Trading (10 May 2004 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.