Computershare Investor Services Plc

Date authorised
1 April 2013
Companies House
03498808
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Computershare Investor Services plc
    The Pavilions
    Bridgwater Road
    Bristol
    BS13 8AE
    UNITED KINGDOM
    Phone
    +4403707020003
  • Complaints Contact

    The Pavilions
    Bridgwater Road
    Bristol
    BS13 8AE
    UNITED KINGDOM
    Phone
    +4403707020003

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 5 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to dealing-only activities.
    • · Limited to non-discretionary PEP management only
    • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 4 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to non-discretionary PEP management only.
    • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".
  • Consumer Hire

  • Consumer Hire Servicing

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 5 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to transaction-only activities.
    • · Limited to non-discretionary PEP management only.
    • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".
  • Manages Your Portfolio

    For Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to non-discretionary PEP management only.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Iain David Saville

    IRN IDS01035

    • CF8 Apportionment and Oversight (23 Apr 2002 to 14 Mar 2003)
    • CF3 Chief Executive (23 Apr 2002 to 14 Mar 2003)
    • CF1 Director (23 Apr 2002 to 14 Mar 2003)
  • Iain Johnathen Wilson

    IRN IJW01073

    • SMF18 Other Overall Responsibility (since 1 Apr 2026)
  • Ingvar Blom

    IRN ISB01019

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Jun 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jun 2022)
    • CF30 Customer (1 Oct 2010 to 8 Dec 2019)
  • Jack Price

    IRN JXP00196

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Dec 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2023)
  • Jacqueline Turner

    IRN JXT01368

    • CF30 Customer (1 Nov 2007 to 18 Jan 2008)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • James Geoffrey Armstrong

    IRN JGA01048

    • CF30 Customer (18 Feb 2013 to 14 Aug 2017)
  • James Paul William Honeyman

    IRN JPH01196

    • CF30 Customer (1 Jun 2013 to 20 Mar 2015)
  • James Terence Hood

    IRN JTH01062

    • SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2022)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2022)
    • CF3 Chief Executive (22 Oct 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (22 Oct 2019 to 30 Jun 2022)
    • CF28 Systems and controls (7 Aug 2014 to 8 Dec 2019)
    • CF10a CASS Oversight function (7 Aug 2014 to 8 Dec 2019)
    • CF1 Director (25 Jun 2008 to 1 Jul 2010)
  • James Weston

    IRN JJW01083

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (8 May 2007 to 31 Oct 2007)
  • Janice Angela Keenor

    IRN JAK01077

    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Mar 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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