Computershare Investor Services Plc

Date authorised
1 April 2013
Companies House
03498808
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Computershare Investor Services plc
    The Pavilions
    Bridgwater Road
    Bristol
    BS13 8AE
    UNITED KINGDOM
    Phone
    +4403707020003
  • Complaints Contact

    The Pavilions
    Bridgwater Road
    Bristol
    BS13 8AE
    UNITED KINGDOM
    Phone
    +4403707020003

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 5 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to dealing-only activities.
    • · Limited to non-discretionary PEP management only
    • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 4 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to non-discretionary PEP management only.
    • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".
  • Consumer Hire

  • Consumer Hire Servicing

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 5 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to transaction-only activities.
    • · Limited to non-discretionary PEP management only.
    • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".
  • Manages Your Portfolio

    For Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to non-discretionary PEP management only.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jason David Murray

    IRN JDM01269

    • CF1 Director (27 Jul 2016 to 29 May 2019)
    • CF29 Significant management (4 Apr 2016 to 27 Jul 2016)
  • Jason Leigh Smith

    IRN JLS01151

    • CF28 Systems and controls (1 Nov 2007 to 18 Jan 2008)
    • CF13 Finance (18 Oct 2006 to 31 Oct 2007)
  • Jay Foley

    IRN JXF01562

    • SMF18 Other Overall Responsibility (28 Jan 2020 to 31 Mar 2026)
    • CF1 Director (15 Jul 2015 to 8 Dec 2019)
    • CF29 Significant management (26 Jul 2013 to 23 Jul 2015)
  • Jeffrey Paul Sainsbury

    IRN JPS01074

    • CF29 Significant management (1 Nov 2007 to 12 Jun 2012)
    • CF13 Finance (1 Dec 2001 to 31 Mar 2003)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Mar 2003)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Mar 2003)
  • Jennifer Louise Smart

    IRN JXS02337

    • CF30 Customer (26 Aug 2008 to 8 Jan 2016)
  • Jennifer Young

    IRN JXY01025

    • CF26 Customer Trading (1 Dec 2001 to 11 Aug 2005)
  • Jessica Wendy Randall

    IRN JWR01102

    • [FCA CF] Client dealing (since 10 Jan 2022)
    • CF30 Customer (26 Oct 2017 to 31 Aug 2018)
  • Jochen Braasch

    IRN JXB02639

    • CF1 Director (3 Sep 2010 to 17 Jul 2012)
  • John Britton

    IRN JXB04124

    • [FCA CF] Significant management (since 8 Sep 2025)
  • John Dorgan

    IRN JXD00561

    • [FCA CF] Significant management (since 1 Sep 2025)
    • [FCA CF] Material risk taker (since 20 Sep 2024)
    • [FCA CF] Material risk taker (2 Mar 2022 to 18 Apr 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.