Computershare Investor Services Plc

• Principal Place of Business

  Computershare Investor Services plc

  The Pavilions

  Bridgwater Road

  Bristol

  BS13 8AE

  UNITED KINGDOM

  Phone

  +4403707020003

  Web

  https://www-uk.computershare.com

• Complaints Contact

  The Pavilions

  Bridgwater Road

  Bristol

  BS13 8AE

  UNITED KINGDOM

  Phone

  +4403707020003

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to dealing-only activities.
  • · Limited to non-discretionary PEP management only
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to non-discretionary PEP management only.
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".

• Consumer Hire

• Consumer Hire Servicing

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · Limited to non-discretionary PEP management only.
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to non-discretionary PEP management only.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• John Joseph Meehan

  IRN JJM01280

  • CF30 Customer (1 Jun 2013 to 23 Mar 2015)
• John Murray Duncan Rennie

  IRN JMR01122

  • CF15 Internal Audit (1 Dec 2001 to 31 Jul 2004)
  • CF10 Compliance Oversight (1 Dec 2001 to 31 Jul 2004)
  • CF14 Risk Assessment (1 Dec 2001 to 1 Jun 2004)
• John Sutor

  IRN JXS00268

  • [FCA CF] Significant management (9 Dec 2019 to 14 Jun 2022)
• Jonathan Michael Pattinson

  IRN JXP01307

  • Responsible for Insurance Distribution (since 1 Aug 2024)
  • SMF1 Chief Executive (since 1 Aug 2024)
  • SMF3 Executive Director (since 14 Nov 2021)
  • SMF4 Chief Risk (9 Dec 2019 to 1 Aug 2024)
  • CF1 Director (6 Aug 2015 to 8 Dec 2019)
• Julian David Foster

  IRN JDF01094

  • CF1 Director (10 May 2019 to 29 Jul 2019)
• Julie-Ann Rudge-Mensah

  IRN JXR00570

  • [FCA CF] Significant management (since 30 Jun 2022)
• Karen Anderson

  IRN KXP01151

  • CF30 Customer (1 Nov 2007 to 18 Jan 2008)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Karl Marcel Tribel

  IRN KMT01023

  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 May 2003)
  • CF26 Customer Trading (1 Dec 2001 to 1 May 2003)
• Katie Jane Adcock

  IRN KJA01034

  • CF30 Customer (1 Nov 2007 to 18 Jan 2008)
  • CF26 Customer Trading (28 Oct 2005 to 31 Oct 2007)
• Kerry Christine Liddell

  IRN KCP01019

  • CF30 Customer (1 Nov 2007 to 22 Dec 2009)
  • CF26 Customer Trading (2 Dec 2003 to 31 Oct 2007)

• Georgeson Shareholder Communications Ltd (no longer appointed)

  FRN 209721 · Appointed 27 Apr 2004 · Until 14 Feb 2006

• Georgeson Shareholder Communications Ltd (no longer appointed)

  FRN 219022 · Appointed 27 Apr 2004 · Until 27 Apr 2004

No changes recorded yet.