Computershare Investor Services Plc

• Principal Place of Business

  Computershare Investor Services plc

  The Pavilions

  Bridgwater Road

  Bristol

  BS13 8AE

  UNITED KINGDOM

  Phone

  +4403707020003

  Web

  https://www-uk.computershare.com

• Complaints Contact

  The Pavilions

  Bridgwater Road

  Bristol

  BS13 8AE

  UNITED KINGDOM

  Phone

  +4403707020003

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to dealing-only activities.
  • · Limited to non-discretionary PEP management only
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to non-discretionary PEP management only.
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".

• Consumer Hire

• Consumer Hire Servicing

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · Limited to non-discretionary PEP management only.
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to non-discretionary PEP management only.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Kevin John Firth

  IRN KJF01067

  • CF1 Director (6 Jul 2015 to 29 May 2019)
• Kevin Michael Rayner

  IRN KXR01166

  • CF14 Risk Assessment (11 Jun 2004 to 1 Oct 2005)
  • CF16 Significant Mgt (Desgntd Investment Business) (7 Oct 2003 to 1 Oct 2005)
• Kira Billiau

  IRN KXB00465

  • [FCA CF] Manager of certification employee (since 16 Jan 2023)
  • [FCA CF] Client dealing (since 16 Jan 2023)
• Kitti Szeredi

  IRN KXG00261

  • [FCA CF] Client dealing (since 11 Oct 2022)
• Lauren Jenkins

  IRN LXJ00160

  • [FCA CF] Client dealing (since 1 Dec 2022)
• Lee Andrew Whitehouse

  IRN LAW01074

  • CF30 Customer (14 Dec 2009 to 21 Mar 2013)
• Lee Bevan

  IRN LXB07145

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Oct 2018 to 8 Dec 2019)
• Leighton Hazell-Smart

  IRN LXH00540

  • [FCA CF] Significant management (since 19 Apr 2024)
  • [FCA CF] Material risk taker (since 19 Apr 2024)
• Liam O'Connell

  IRN LXO00083

  • 16. Safeguarding and administering investments or holding client money
  • SMF24 Chief Operations (since 7 Jan 2026)
  • [FCA CF] CASS oversight function (since 25 Aug 2022)
  • [FCA CF] Functions requiring qualifications (since 25 Aug 2022)
  • [FCA CF] Significant management (since 30 Jun 2022)
• Llewellyn Kevan Botha

  IRN LKB01012

  • [FCA CF] Significant management (9 Dec 2019 to 18 Apr 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Apr 2024)
  • CF10 Compliance Oversight (29 Dec 2005 to 1 Aug 2008)
  • CF1 Director (24 Aug 2004 to 8 Dec 2019)

• Georgeson Shareholder Communications Ltd (no longer appointed)

  FRN 209721 · Appointed 27 Apr 2004 · Until 14 Feb 2006

• Georgeson Shareholder Communications Ltd (no longer appointed)

  FRN 219022 · Appointed 27 Apr 2004 · Until 27 Apr 2004

No changes recorded yet.