Computershare Investor Services Plc

• Principal Place of Business

  Computershare Investor Services plc

  The Pavilions

  Bridgwater Road

  Bristol

  BS13 8AE

  UNITED KINGDOM

  Phone

  +4403707020003

  Web

  https://www-uk.computershare.com

• Complaints Contact

  The Pavilions

  Bridgwater Road

  Bristol

  BS13 8AE

  UNITED KINGDOM

  Phone

  +4403707020003

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to dealing-only activities.
  • · Limited to non-discretionary PEP management only
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to non-discretionary PEP management only.
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".

• Consumer Hire

• Consumer Hire Servicing

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · Limited to non-discretionary PEP management only.
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to non-discretionary PEP management only.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Lorraine June Tromans

  IRN LJT01033

  • CF11 Money Laundering Reporting (1 Apr 2003 to 1 Aug 2008)
  • CF10 Compliance Oversight (1 Dec 2001 to 13 Aug 2002)
• Lucy Jayne Newcombe

  IRN LXN22860

  • SMF18 Other Overall Responsibility (since 9 Dec 2019)
• Lynn Frances Appleby

  IRN LFA01002

  • CF1 Director (1 Dec 2001 to 6 Sep 2002)
  • CF27 Investment Management (1 Dec 2001 to 6 Sep 2002)
• Marcus Alan Cleaves

  IRN MAC01294

  • CF30 Customer (1 Nov 2007 to 31 Oct 2013)
  • CF26 Customer Trading (21 May 2007 to 31 Oct 2007)
• Marcus McEvoy

  IRN MXM00275

  • [FCA CF] Significant management (since 9 Dec 2019)
• Mark James Cleland

  IRN MJC01615

  • SMF18 Other Overall Responsibility (9 Dec 2019 to 30 Nov 2024)
  • CF29 Significant management (13 Nov 2019 to 8 Dec 2019)
  • CF1 Director (15 May 2019 to 13 Nov 2019)
• Mark Quick

  IRN MXQ00034

  • [FCA CF] Significant management (since 1 Dec 2022)
• Martyn William Drake

  IRN MXD01359

  • CF1 Director (28 Jul 2010 to 17 Mar 2016)
  • CF29 Significant management (28 Nov 2007 to 28 Jul 2010)
• Matthew Trevett

  IRN MJT01246

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF1 Director (21 Jun 2012 to 2 Feb 2015)
  • CF29 Significant management (22 Feb 2011 to 21 Jun 2012)
• Melissa Louise Maddocks

  IRN MLM01113

  • CF30 Customer (24 Feb 2014 to 16 Apr 2015)

• Georgeson Shareholder Communications Ltd (no longer appointed)

  FRN 209721 · Appointed 27 Apr 2004 · Until 14 Feb 2006

• Georgeson Shareholder Communications Ltd (no longer appointed)

  FRN 219022 · Appointed 27 Apr 2004 · Until 27 Apr 2004

No changes recorded yet.