Commerzbank AG

• Principal Place of Business

  Commerzbank

  30 Gresham Street

  London

  City Of London

  EC2V 7PG

  UNITED KINGDOM

  Phone

  +4402076238000

  Web

  https://www.commerzbank.co.uk

• Complaints Contact

  Commerzbank

  30 Gresham Street

  London

  City Of London

  EC2V 7PG

  UNITED KINGDOM

  Phone

  +4402076238000

• Bank Deposits

  For Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Kolb

  IRN JXK01126

  • CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2005)
• John Kough

  IRN JXK01624

  • CF30 Customer (8 Dec 2010 to 17 Jan 2013)
• John Leonard Behar

  IRN JLB01086

  • CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2002)
• John McPhail Turner

  IRN JMT01062

  • CF26 Customer Trading (1 Dec 2001 to 3 Jun 2003)
• John Noel Doyle

  IRN JND01030

  • CF30 Customer (11 May 2009 to 25 Oct 2011)
• John Philip McGoff

  IRN JPM01219

  • CF21 Investment Adviser (28 Apr 2004 to 15 Jun 2007)
• John Robert Marsland

  IRN JRM01126

  • CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2004)
• John Sean Watherston

  IRN JSW01065

  • CF30 Customer (1 Dec 2009 to 17 Jun 2011)
• John Simon Bills

  IRN JSB01075

  • CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2004)
• John Steven Mullins

  IRN JSM01133

  • CF30 Customer (1 Nov 2007 to 13 Jun 2014)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

• Compass Partners Advisers Ltd (no longer appointed)

  FRN 209798 · Appointed 15 Apr 2002 · Until 31 May 2002

No changes recorded yet.